SCCL Financial Regulatory Specialist
We are seeking an experienced Project Manager to lead the development and execution of a structured Testing Plan in support of our Single Counterparty Credit Limits ( SCCL ) regulatory reporting initiative. This role is critical in ensuring that our regulatory reporting framework aligns with supervisory expectations and withstands regulatory scrutiny. You will work closely with data, internal risk, finance, compliance, and technology teams, as well as engage directly with regulatory stakeholders when needed. Key Responsibilities: Develop and manage the end-to-end SCCL Testing Plan across all relevant workstreams. Coordinate across functional teams (Risk, Finance, IT, Data, and Compliance) to ensure testing is aligned with regulatory requirements. Own and manage testing lifecycle activities including test scripts, UAT, regression testing, and sign-offs. Maintain clear documentation and traceability between regulatory requirements, controls, and test results. Track and resolve defects/issues in collaboration with business and tech partners. Provide regular status reporting, highlighting risks, dependencies, and key milestones to senior management. Support internal and external audits, and interface with regulatory bodies (e.g., FRB, OCC) as needed. Required Qualifications: Proven experience (10 years) in project management within a banking or financial services environment, preferably in risk, regulatory change, or reporting. Demonstrated ability to manage regulatory-driven testing initiatives. Hands-on experience working directly with U.S. regulatory agencies (e.g., FRB, OCC, FDIC) during exams, reviews, or remediation efforts. Experience with SQL Queries. Strong understanding of SCCL requirements or similar large exposure reporting frameworks. Ability to work across business and technical teams and communicate effectively with senior stakeholders. Proficiency in maintaining governance artifacts (project plans, RAID logs, test evidence, etc.). CPA, CIA or similar certification are preferred, but not a must. Preferred Skills: Familiarity with regulatory reporting systems (e.g., AxiomSL, OneSumX) as well as ERPs. Background in credit risk, counterparty exposure, or regulatory compliance programs. Experience in help developing an automated system and augmenting it by manual testing of SCCL will be greatly appreciated. Strong documentation and presentation skills. Fair understanding of dashboards/ insights generation using tools such as PowerBI, Tableau, SQL etc.
